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Holding(s) in Company
来源: Nasdaq GlobeNewswire / 14 12月 2021 02:00:00 America/New_York
Standard Form TR-1
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland)i 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Kenmare Resources plc2. Reason for the notification (please tick the appropriate box or boxes):
[] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[X ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:3. Details of person subject to the notification obligationiv : Name:
Aberforth Partners LLPCity and country of registered office (if applicable):
London, UK4. Full name of shareholder(s) (if different from 3.)v:
Nortrust Nominees Ltd, London, UK5. Date on which the threshold was crossed or reachedvi:
10 December 20216. Date on which issuer notified:
13 December 20217. Threshold(s) that is/are crossed or reached:
5%8. Total positions of person(s) subject to the notification obligation: % of voting rights attached to shares (total of 9.A) % of voting rights through financial instruments
(total of 9.B.1 + 9.B.2)Total of both in % (9.A + 9.B) Total number of voting rights of issuervii Resulting situation on the date on which threshold was crossed or reached
5.68%0.00%
5.68%
94,921,970Position of previous notification (if applicable)
4.35%0.00%
4.35%
9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:A: Voting rights attached to shares Class/type of
shares
ISIN code (if possible)Number of voting rightsix % of voting rights
Direct
Indirect
Direct
IndirectNIL
5,388,201NIL
5.68%SUBTOTAL A
5,388,201
5.68%B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations Type of financial instrument Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights SUBTOTAL B.1 N/A N/A B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations Type of financial instrument Expiration
datexExercise/
Conversion Period xiPhysical or cash settlementxii Number of voting rights % of voting rights SUBTOTAL B.2 N/A N/A 10. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[X] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[ ] Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold 11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
N/A12. Additional informationxvi: Prepared in Edinburgh, UK on 13 December 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Kenmare Resources plc1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights An acquisition or disposal of financial instruments An event changing the breakdown of voting rights X Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name Aberforth Partners LLP City and country of registered office (if applicable) London, UK 4. Full name of shareholder(s) (if different from 3.)v Name Nortrust Nominees Ltd City and country of registered office (if applicable) London, UK 5. Date on which the threshold was crossed or reachedvi:
10 December 20216. Date on which issuer notified (DD/MM/YYYY):
13 December 20217. Total positions of person(s) subject to the notification obligation % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B) Total number of voting rights of issuervii Resulting situation on the date on which threshold was crossed or reached
5.68%0.00%
5.68%
94,921,970Position of previous notification (if
applicable)
4.35%0.00%
4.35%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviiiA: Voting rights attached to shares Class/type of
shares
ISIN code (if possible)Number of voting rightsix % of voting rights Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
IE00BDC5DG00NIL
5,388,201NIL
5.68%SUBTOTAL 8. A
5,388,201
5.68%B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of financial instrument Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.% of voting rights SUBTOTAL 8. B 1 N/A N/A B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of financial instrument Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxiiNumber of voting rights % of voting rights SUBTOTAL 8.B.2 N/A N/A 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii X Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold 10. In case of proxy voting, please identify: Name of the proxy holder N/A The number and % of voting rights held N/A The date until which the voting rights will be held N/A 11. Additional informationxvi
N/APlace of completion Edinburgh, UK Date of completion
13 December 2021